Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/07/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 19/09/2007
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/11/2015
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 16/05/2016
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business