The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/07/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 19/09/2007
applicant submits a complete application and required documents; (2) Reducing a ban period for reapplying in the case where the application is withdrawn by the applicant, from six to three months; (3
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/11/2015
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 16/05/2016
whether the applicant submits a complete application and required documents; (2) Reducing a ban period for reapplying in the case where the application is withdrawn by the applicant, from six to three
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020