Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of m...
SEC Deputy Secretary-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
อาวุโส สำนักกำกับดูแลและตรวจสอบ มาบรรยายให้ความรู้และแบ่งปันประสบการณ์เกี่ยวกับหลักเกณฑ์และการกำกับดูแลการใช้ชุดคำสั่งคอมพิวเตอร์สำหรับส่งคำสั่งซื้อขายโดยอัตโนมัติ (automated programmatic trading) ซึ่งรวม
OR "computerized actual" OR "automated real" OR "automated genuine" OR "digital real" OR "digital genuine"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
valuation companies and principal valuers, and (3) criteria for approving qualified associations or valuation professional entities as a self-regulated organisation. The consultation papers on the proposed
. ____________________ * The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according
in many markets."The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy. Although automated