Bangkok, November 19, 2012 ? The SEC Mobile App ?start-to-invest? is now available for Android users after its debut on iPhone and iPad hit almost 50,000 downloads. Meanwhile, the SEC welcomes
ก.ล.ต. พัฒนา Mobile App ?start-to-invest? ช่วยวางแผนการเงินสำหรับชาว Android ภายหลังจาก App บน iPhone และ iPad ได้รับการตอบรับจากผู้สนใจดาวน์โหลดเกือบครึ่งแสน พร้อมร่วมงาน SET in the City
ก.ล.ต. พัฒนา Mobile App ?start-to-invest? เวอร์ชั่น 3 เปิดให้ทดลองจัดสรรเงินลงทุน เพื่อดูผลตอบแทนและความเสี่ยง พร้อมเป็นช่องทางเข้าถึงข้อมูลที่หลากหลาย และติดต่อกับผู้ให้บริการเพื่อลงทุนได้ในที่เดียว
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
admitted that he had been authorized by his clients to enter securities trading orders on the clients' behalf and then inform such client via mobile phone after the trades were executed. {A} also admitted
clients' securities trading orders. She then admitted that the clients' trading orders had been received via mobile phone and via blackberry messenger. In this regard, the aforesaid actions are in violation
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
avoided the compulsory recording of fix-line trading communication by asking her client to use mobile contact instead; 3. Artitaya Cheevathammarat (one-year probation) ? making trading decisions