สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech

Bangkok, February 4, 2010 ? The SEC is inviting public comment on the draft revision to the mutual fund regulations to allow establishment of gold funds to promote product variety and alternative investment in the local market. The proposed revision would allow establishment of two special types of mutual funds ? ?gold fund? (physical gold fund) which would invest directly in local gold bullions, and ?gold ETF? which would be listed on the Stock Exchange of Thailand (SET).  In support of the est...

To enhance flexibility and accountability of asset management companies in undertaking custodian business, the SEC approved draft revised rules on custodian of private fund. The revisions are as follows: 1. Asset management companies are permitted to act as the custodian of their managed private funds that belong to institutional investors or have asset value exceeding one million baht (excluding provident fund). 2. Asset management companies wishing to act as the custodian must have liquid...

Bangkok, December 17, 2007 ? The SEC Board at the Meeting No. 12/2007 held on December 14, 2007 has approved the amendments to the rules issued by the SEC and the Stock Exchange of Thailand regarding the qualifications of independent directors and audit committees of listed companies ("Company") to reduce redundancy and provide clearer requirements as well as improved audit committee charter in line with international standards. The essences of the amendments are: (1) The Company?s indepen...

Bangkok, December 17, 2007 ? The SEC Board at the Meeting No. 12/2007 held on December 14, 2007 has approved the amendments to the rules issued by the SEC and the Stock Exchange of Thailand regarding the qualifications of independent directors and audit committees of listed companies ("Company") to reduce redundancy and provide clearer requirements as well as improved audit committee charter in line with international standards. The essences of the amendments are: (1) The Company?s indepen...

At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we are...

Bangkok, December 25, 2009 ? The SEC is inviting public comment on the draft regulations governing issuance of Islamic bonds or Sukuk and trustees to promote variety of products, expand investor base

Bangkok, December 25, 2009 ? The SEC is inviting public comment on the draft regulations governing issuance of Islamic bonds or Sukuk and trustees to promote variety of products, expand investor base

Bangkok, December 3, 2009 ? The SEC is inviting the public to comment on the draft rules prescribing inappropriate characteristics of directors or management of securities issuers and listed companies whose shares are held by the public.The main objectives of the proposed rules are (1) taking action against existing executives who act improperly, and (2) preventing inappropriate acts of seeking benefits or taking advantage of shareholders of listed companies, which could harm public confidence...

until August 31, 2008. In addition, the SEC will hold a seminar on the topic of ?Amendments to the Regulation Governing the Acquisition of Securities for Business Takeover? this August 19, 2008 to