Bangkok, September 16, 2008 ? Following the Stock Exchange of Thailand?s steep fall today due to investors? concerns over troubled US financial industry, the SEC would like to inform that the failure of US financial institutions has not directly affected Thai business. Meanwhile, the SEC and relevant authorities have been working closely together to monitor the situation and potential impacts on listed companies and securities firms.SEC Deputy Secretary-General Prasong Vinaiphat said: ?US invest...
about saving and investment. Commercial banks and the TBAC are therefore pleased to be part of this important campaign and would like to confirm our commitment to further help promote sound financial
proposed amendments, an IPO issuer would prepare and disclose the necessary information in the visual and audio formats to better respond to investors? growing habit of accessing news and information from
audio recording systems for such purpose and strictly comply with relevant regulations. Those failing to record or provide the complete record of their securities trading orders, especially those under
that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among
. Audio and/or video recordings, as the case may be, of an entire meeting shall be permitted, including the recording of computer traffic data generated by such recordings. A notice for a unitholders
statement of an offer for sale of securities in the category of units. “investor” means any person interested in investing in units. “statement” means any matter or fact, whether alphabetic, numeric, audio
made via telephone or by electronics mean, a record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its
record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its customers, confirmation statement, evidence of
such complaint is completed; In cases where the giving of advice or placing of orders under Paragraph 1 has been made via telephone or by electronic mean, a record of audio tape or electronic recording