in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the
The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current
financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018. The misconduct of the four current and former executives and directors* is
Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
counterparts and, according to industry organizations and market participants, current trading conditions have not affected financial or capital status of securities firms and redemption of mutual fund
been closely monitoring the situations and collaborating with the SET to allow the SET to act and consider adjusting the existing measures to align with the current situations. For example, revising the
October 8, 2004 for consideration. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, said that ?The SEC will conduct a full-scale investigation into this matter thoroughly. Please be assured that
office of the securities companies directly to be assured of legitimate services, accurate documentation and prevention of client asset interference.
public their list of 127 senior securities analysts who will represent brokerage houses in providing securities analysis or information to the public via media. Please be assured that these senior level