On 19 September 2023, Mrs. Pornanong Budsaratragoon officially commenced her role as Secretary-General of the Office of the Securities and Exchange Commission (SEC). The management and staff extended a warm welcome to her on this special occasion. The Cabinet passed the resolution for her appointment as the 8th SEC Secretary-General on 18 September 2023.
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assumes office 01/03/2023 SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” 10/01/2023 The UK and the SEC Thailand sign new MoU on Financial Services to promote
public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
derivatives exchange; “derivatives clearing house” means an entity licensed to operate business as a derivatives clearing house; “personnel in derivatives business” means: (1) a person who assumes a job for the
are sustainably different from the underlying financial version of the agency theory. It assumes that each stakeholder is a part of implicit and explicit contracts that can contribute to a corporation
, Data as of 30 October 2015 The Real Test is Whether Investors Succeed 4 gTotal Return /Time-weighted calculation /Assumes investor buys and holds for entire period with no additional investments (simply