SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
Mrs. Shanya Pengpunpat Mrs. Shanya Pengpunpat assisted or facilitated Mr. Win Udomrachtavanich, Mr. Ratachai Teratanavat and Mr. Vijchu Chantatub to manipulate the stock price and trade volume of
conducting GHG Accounting for organisations, products, and events in accordance with the GHG Protocol and ISO standards. She has also assisted a wide range of clients to receive carbon neutral certifications
(PLE)?s shares by using material non-public information. According to Mrs. Usavadee Srisuchart?s order, Mr. Perayuth Nark-In sent trading orders of PLE?s shares through others? accounts and assisted in
Medical Services Public Company Limited (BGH)?s shares by using material non- public information. They allowed Mr. Thavatvong Thanasumitra to use their trading account and assisted in the price settlement
using material non- public information. She allowed Mr. Satja Janetumnugul to use her bank account and assisted in price settlement of such purchase for Mr. Satja Janetumnugul’s benefit. SEC Act S
Mr.Sukrit Choradol Between October 14, 2015 and November 16, 2015, Mr.Sukrit Choradol assisted and facilitated Mr.Suwat Choradol in selling DEMCO Public Company Limited (“DEMCO”)’s shares by