are likely to have improper behavior and have adverse impact on clients and mutual funds. The personnel to be included are, for example, the person with supervisory functions and the assistants of the
/departmental directors or equivalent positions/Head Compliance/Advisors to the RMC/CC/IC Port)/Investment (IC Fund/Advisors to IC Fund/Fund Assistants/Fund Dealer) • Auditors • Bondholders Public task basis The