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According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10276

SEC encouraged the shareholders of GSC to exercise their rights with respect to confirmation of granting financial assistance to ACAP

GSC had applied the proceeds from the offer of sale of ordinary shares to the public (IPO) and its revolving capital in a loan to ACAP, its major shareholder (64%) for a short term at the interest rate of 2% per annum as follows: 1. A loan by the disbursement of advance payments in the amount of THB 80 million, whereby GSC has received the principal repayment and will collect payment of interest, and 2. investing in five short-term promissory notes (P/N) of ACAP, for a term of 60 days, or on de...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8203

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page ชื่อ Elderly Assistance Fund

Facebook Page ชื่อ Elderly Assistance Fund - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 07/08/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='1362&CaseYY=2567

Thai Knowledge for Capital Market - Private Information Protection

Thai Knowledge for Capital Market - Private Information Protection การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และ

https://www.sec.or.th/TH/Pages/KnowledgeCapitalMarket/Knowledge-CapitalMarket-PrivateInfo.aspx

SEC gears up bond market development and investor protection

sectors convenience for issuing debt securities for fund mobilization while putting in place an appropriate mechanism for investor protection as debt securities is indeed an investment choice. Hence, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6857

Amendment to regulations of debt securities to enhance investor protection

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=605

Mutual Fund Prospectus - SCBCP9M1 : SCB Capital Protection 9M1

SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 05/09/2023 - 11/09/2023

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0590&PYR=2566