SEC Search

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10276

Microsoft Word - public hearing-complex&ACMF08082018

Microsoft Word - public hearing-complex&ACMF08082018 เอกสารรับฟงความคิดเห็น เลขที่ อจต. 33 /2561 เร่ือง รางประกาศการแกไขหลักเกณฑเก่ียวกับการออกและเสนอขายตราสารหน้ี และการเปดเผยขอมูล ครั้งที่ 2

https://capital.sec.or.th/webapp/phs/upload/phs1534245604hearing.pdf

SEC encouraged the shareholders of GSC to exercise their rights with respect to confirmation of granting financial assistance to ACAP

GSC had applied the proceeds from the offer of sale of ordinary shares to the public (IPO) and its revolving capital in a loan to ACAP, its major shareholder (64%) for a short term at the interest rate of 2% per annum as follows: 1. A loan by the disbursement of advance payments in the amount of THB 80 million, whereby GSC has received the principal repayment and will collect payment of interest, and 2. investing in five short-term promissory notes (P/N) of ACAP, for a term of 60 days, or on de...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8203

Mutual Fund Prospectus - PHATRA CR6M1 : PHATRA COMPLEX RETURN 6M1 FUND

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 18/12/2013 - 19/12/2013

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0921&PYR=2556

Mutual Fund Prospectus - TMBCRSET50 : TMB Complex Return SET50-Linked Fund

TMB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 14/10/2013 - 22/10/2013

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0232&PYR=2556

Mutual Fund Prospectus - KTEL1Y6M : KTAM Equity Linked Complex Return 1Y6M

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 15/03/2012 - 21/03/2012

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0136&PYR=2555

Mutual Fund Prospectus - TGLINK : TISCO Gold Linked Complex Return Fund

TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 10/04/2012 - 04/05/2012

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0142&PYR=2555

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120