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transaction was unreasonable and inappropriate. For example, the interest rate of 2% per annum is relatively low compared with an investment with lower risks, and the interest rate is also lower than other

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8203

SEC imposes civil sanctions on three individuals for CHG insider trading and offense assistance

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10276

Thai investment

Thai investment การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือกเปิด

https://www.sec.or.th/TH/Pages/INVESTORS/INVESTMENT-INFO.aspx

Statistics of approved investment analysts / investment consultants

Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021

https://market.sec.or.th/public/orap/IC05.aspx?lang=en

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120

List of investment analysts / investment consultants classified by company

List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria. Date

https://market.sec.or.th/public/orap/IC03.aspx?lang=en&CompRunCode=

SEC and Investment Banking Club discuss guidelines for increasing efficiency in fundraising supervision and enhancing professional quality

The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10170

SEC suspends two investment consultants

Bangkok, June 25, 2015 - The SEC suspended {A}, a former capital market investment consultant of Phillip Securities (Thailand) Public Co., Ltd., for making trading decision on client's behalf and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5989

SEC sanctions three investment consultants

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5897