against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures

I - Translation - Ref : LPH/SET 2020/004 February 25, 2020 Subject : Clarification on the Operating Results for Year 2019 period ended December 31, 2019 To : President The Stock Exchange of Thailand

I - Translation - Ref : LPH/SET 2019/012 November 13, 2019 Subject : Clarification on the Operating Results for the three-month period ended September 30, 2019 (Q3/2019) To : President The Stock

notebook, .i.e., (1) “Mom and Dad Teach Me How to Spend Money” storybook, (2) “Yes, I Can Keep Track of My Incomes and Expenses” storybook, and (3) a notebook for “Income-Expense Account.” This is to promote

whether or not the company (and its management) have complied and, if not, the extent of, and reasons for, non-compliance.  (i) Governments in each country should adopt measures to ensure the independence

Bangkok, April 27, 2015 ?The SEC notified AI Energy Plc. (AIE) and its parent company, Asian Insulators Plc. (AI), to cooperate with the auditors in auditing their 2014 financial statements where the

Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also

Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with

Bangkok, 7 February 2018 ? All of the 26 members of the Association of Asset Management Companies (AIMC) have declared their intention to adopt the Investment Governance Code (I Code) for

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and