consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed
SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED | Q1/2011
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SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED | Year 2011
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