SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
Microsoft Word - The Aquisition of Assets - TLM September 11, 2018 Subject: Acquisition of Assets To: The Director and Manager The Stock Exchange of Thailand The Board of Directors' Meeting of KCE
issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
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