MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED| ,Sector Fund | Offering Date : 09/10/2009 - 15/10/2009
issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
MONEY HERO : Unlicensed securities and derivatives business (Disclosure Date : 30/09/2020)
amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)