services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
applicants asking to become digital token and cryptocurrency advisers will be set at 15,000 baht each, and license fees for digital token and cryptocurrency fund managers will be 500,000 baht each. SEC
in the long term. The SEC will promote a target for sustainable development to be in the same direction of the United Nations by asking listed companies for cooperation to disclose their operations
90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators asking
evidence, complaints from 10 securities firms asking for legal actions against a number of persons, allegedly deceiving and defrauding the companies of the securities trading money, causing damage to the
complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the
, offering extremely high returns, guaranteeing returns, urging for investment without requiring prior knowledge, pressuring to make a quick decision, asking to transfer money into the accounts of private
a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking