Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
TikTok อ้างชื่อ arrogant__97 : Unlicensed securities and derivatives business (Disclosure Date : 11/04/2024)
TikTok อ้างชื่อ arrogant__97 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 11/04/2567)
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2005