the changing landscape and address cyber threats. Comments and suggestions from stakeholders were taken into consideration in drafting the amendments more appropriately. Essentially, the key amendments
a better understanding among securities companies regarding risks and managing risks appropriately according to the nature of their businesses. Additionally, the event also aimed to build trust and
not bring about liquidity problem and the funds? inability to appropriately sell their assets. Therefore, the SEC proposed to revise the regulations to be more practical in that the said dissolution
adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the impairment loss for
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
savings and investments for quality living at each stage of life until retirement, including ability to diversify investment appropriately, incur only necessary and repayable debts for improving quality of
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
statements of securities companies in the category of Non-public Accountable Entities (NPAEs); and ?4.? To report financial transactions related to agricultural derivatives business more appropriately.? The
advertising in line with the expectations of the SEC, as well as to enable digital asset business operators to act appropriately in accordance with the nature of their businesses, the SEC is inviting public
. “SEC welcomes inputs from stakeholders as they can help us better understand the issues, obstacles and necessities of business operators, and subsequently address such matters appropriately. We support