The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB has allowed the affected listed companies and securities issuers to appoint an auditor on the SEC ap...
company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
Chairman, a Deputy Secretary-General assigned by the Secretary-General, the Director-General of the Fiscal Policy Office and not exceeding four experts appointed as board member by the Minister through
concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by the board of directors or a working committee appointed by the
the board of directors or a working committee appointed by the board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market
Bangkok, October 27, 2015 ? The SEC Board Meeting has appointed Mr. Chaiyawat Wibulswasdi and Mrs.Voravan Tarapoom to be members of the Stock Exchange of Thailand (SET)?s Board of Governors. The
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
and the Stock Exchange of Thailand within May 15, 2017 but TSF was prepared and submitted the reviewed financial statements for Q1/2017 which reviewed by an auditor who didn?t appointed by the