, regular review of documents received from the intermediaries could help to spot any possible irregularities early. In case of any suspicious incident, investors should contact the compliance unit so that

and analyze irregularities related to suspicious transactions. SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time that SEC has laid out a capital market digital strategic plan

July 2016. {X1} later revised and improved the working system of its securities business and set up more efficient measures for preventing and detecting irregularities thereof.Investors are strongly

Bond Market Association (ThaiBMA) and the Bank of Thailand (BOT), to exchange information and enhance systems for detecting and alerting irregularities or risks in various areas. Leveraging technology

developing existing software to accommodate digital asset trading surveillance, detect anomalies, identify demeanors and gather and prove evidence, and to promote the use of class action and establish an

securities business and set up more efficient measures for preventing and detecting irregularities thereof. Investors are strongly advised to exercise discretion in making mutual fund purchases and should

– σ2)]. The Analysis of Hedging Error • The analysis of the hedging error have considered the problem of reducing the deviations or spread of the hedging error. Usually the root mean squared error (RMSE

‐section of mutual fund returns. The Journal of Finance, 65(5), 1915-1947. Fama, E. F., & French, K. R. (2016). Dissecting anomalies with a five-factor model. The Review of Financial Studies, 29(1), 69-103

three-factor model, describing the liquidity premium, subsuming documented anomalies associated with size, long-term contrarian investment, and fundamental (cash flow, earnings, and dividend) to price

each provision of the IOSCO CRA Code is of conduct deviate from the IOSCO CRA Code and how such deviations nonetheless achieve the objectives laid out in the IOSCO CRA Code and the IOSCO CRA Principles