Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment alternatives.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 5th SEC Working Papers Forum, organ...
year, during the extended maturity period. The SEC requires that the bondholders’ representative analyzes the benefits and shortcomings as well as the potential impacts on the bondholders both in
analyzes the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons and the
repayment, refinancing, negotiating relief, or modifying debt restructuring agreements with financial institutions. The SEC requires that the bondholders’ representative analyzes the benefits and
, departments, and working functions. 7.2 The company analyzes all risks that could come from both internal and external factors, including risks from business strategies, operations, reporting, compliance with
scale will enable IVL to better meet customers’ evolving needs. This table analyzes the recent trends with regards to the Com- pany’s recent quarterly opera- tional performance. On a year-on-year basis
degree to which it analyzes how sensitive a credit rating of a structured finance product is to changes in the assumptions underlying the applicable credit rating methodology. 3.16 When issuing or revising
them as needed (e.g., as the context changes). 2.3.3 The Enterprise identifies and analyzes the reasons for unexpected impacts, and acts to optimize impact, including by: 2.3.3.1 developing mitigation
investors in the product, other users of credit ratings, and/or subscribers can disclose or distribute information about the degree to which it analyzes how sensitive a credit rating of a structured finance