The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
results for Quarter 3/2018 To : Director and Manager of The Stock Exchange of Thailand Union Petrochemical Public Company Limited and its subsidiaries would like to describe and analyze the financial
Short Sale (No. 9) dated 3 October 2008. -4- (1) provide sufficient information of such person to analyze the suitability of lending money for purchasing securities or lending securities for making a
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
Inform, disseminate, or certify any statement of information that is materially misleading (Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241
mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021