List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring the business operators to submit the report in electronic form instead of paper in order to reduce burden on
หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง
Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim financial statements for the third
Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be
\(Microsoft Word - Translation PVD-amend \\\(\\305\\247 web\\\) \\251\\272\\321\\272\\267\\325\\350 4 160418\) (Unofficial Translation)* PROVIDENT FUND ACT (No. 4) B.E. 2558 BHUMIBOL ADULYADEJ, REX
;">ที่ กลต.กธ. (ว) 21/2555 เรื่อง การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง Head of compliance ตามที่สำนักงานได้นำส่งประกาศคณะกรรมการกำกับตลาดทุน ที่ ทธ. 39/2555 เรื่อง การจัดการให้มีหน่วย
is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO
Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company not submitting the latest annual financial statements within the specified period, the SEC will ca...