According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and

, then a marketing officer of Zmico Securities Plc., as aider and abettor;  (2) ML shares price manipulation scheme during August 2010 include Shine Bunnag and Supichaya Chaimueanvong as accomplice

obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a

benefits over other persons in contravention of Section 241 of the Securities and Exchange Act of 1992 and thus liable to penalties under Section 296 of the said Act. As his aider, Sompis is subject to

information to purchase Rayong Purifier Plc. (presently known as RPCG Plc.) (RPC) shares for their own benefits, as well as Piyanuch Janetumnugul as aider and abettor in the scheme. With the referral from the

} Company (presently known as {X2} Company) shares for their own benefits, as well as {C} as aider and abettor in the scheme.With the referral from the Stock Exchange of Thailand, the SEC's probe found that

Limited (TIES*), and his aider Ms. Ornsiree Chinkamtornwong, for using inside information to sell the company?s shares. Following the SET?s referral, the SEC?s further investigation revealed that Assavin

having effect to investor or capital market in Thailand, regardless of whether such person is principal, aider or abettor or instructor.The consultation paper is available on the SEC website at

(1992) (SEA); while Usavadee and Perayuth?s actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter

) (SEA) in conjunction with Section 83 of the Penal Code. Komgrich as aider or abettor was also named in the complaint for violating Section 312 in conjunction with Section 315 of the SEA. On December 29