Today (December 1, 2004), the SEC filed a criminal complaint with the Department of Special Investigation (DSI) to pursue its investigation against Mr. Prasert Tangtrongsakdi, Mr. Kris Khemadham, and
Bangkok, November 8, 2006 ? The SEC has filed complaints against three executive directors of POWER-P Plc. ("POWER") and one accessory with the Department of Special Investigation on account of
against the five executives and another accessory with the DSI for further actions. The complaint, in effect, has disqualified the CIRKIT executives as executives of securities issuing companies under
Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for
The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the regulator with cooperation when he was the CEO of IB Securities Co., Ltd. (former name of APEX Securities Co., Ltd.). Details can be summarized as follows: 1. The securities company had organization structure that all of its board of director members worked full-time. This kind of structure did...
Bangkok, November 7, 2006 ? The SEC has issued seven administrative orders today ? one suspension and six probations ? against investor contacts involved in unregulated loans for securities trading
Bangkok, August 7, 2007 ? The SEC filed a criminal complaint with the Economic And Cyber-Crime Division (ECOTEC) of the Royal Thai Police against Overseas Bullion International Trading Co., Ltd
Bangkok, August 3, 2007? The SEC filed a criminal complaint with the Economic And Cyber-Crime Division (ECOTEC) of the Royal Thai Police yesterday against Facility Aviation Support (Thailand) Co
Mr. Thirachai Phuvanatnaranubala, Secretary-General of the Securities and Exchange Commission, Thailand (SEC), together with Mr. Suthichai Chitvanich, Executive Vice President of the Stock Exchange of Thailand (SET), and Mr. Kongkiat Opaswongkarn, Chairman of the Securities Analysts Association (SAA), co-announced at their joint press conference that ?The recent problem concerning rumors in brokers? trading rooms, for instance, on August 11, 2004, rumors on (a) the Financial Institutions Develop...
Bangkok, January 22, 2008 ? The SEC on January 10, 2008 filed a criminal complaint with the Department of Special Investigation (DSI) against Kanokwun Thippayatherdtana and Payut Anantasitthikul on