MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 30/08/2013 - 30/08/2013

COMPANY LIMITED CAPITAL PLUS ADVISORY COMPANY LIMITED CAPITAL LINK ADVISORY COMPANY LIMITED CAPITAL ONE PARTNERS COMPANY LIMITED CAPITAL ADVANTAGE COMPANY LIMITED KRUNG THAI THANAKIT FINANCE PUBLIC COMPANY

Mr. Sunthorn Chaononghin On February 22, 2010, Mr. Sunthorn Chaononghin, an engineer of Solartron Public Company Limited (SOLAR), illegally purchased SOLAR shares in such a way as to take advantage

such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net

trading account of Another person in such a way as to take advantage of other persons by using positive material non- public information concerning RPC investment inSammakorn Public Company Limited (SAMCO

constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient

accounts in such a way as to take advantage of other persons by using material non-public information concerning the business operation of CMO for Q 2/2012 that he obtained by virtue of his positions before

nominee account, in such a way as to take advantage of other persons by using material non-public information concerning the interim dividend payment 2012 and warrants to purchase CMO ordinary shares to be

CREVELING & CREVELING FINANCIAL PLANNING COMPANY LIMITED CAPITAL PLUS ADVISORY COMPANY LIMITED CAPITAL ONE PARTNERS COMPANY LIMITED CAPITAL ADVANTAGE COMPANY LIMITED KRUNG THAI THANAKIT FINANCE PUBLIC COMPANY

July 27 ? August 10, 2011, Yongyuth, then CEO of TUCC, told Vorakun to sell 17,475,100 TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share