way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. 27/01/2021 agreed to comply with civil penalties determined by the Civil
Eagle Mount Asia Equities Limited’s securities trading account to purchase 23,951,000 of SVI shares in such a way as to take advantage of other persons before SVI disclosed the inside information to the
. Report Name Data File As of Data Definition 1 Mutual fund fees and expenses June/2023 2 Mutual fund fees and expenses May/2023 3 Mutual fund fees and expenses April/2023 4 Mutual fund fees and
Pathomrungsiyunggul’s securities trading account to puschased 1,286,700 of UVAN shares in such a way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018
way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. (2) During 12 July to 10 August 2018, Miss Amornrat Kasemsakdakorn aided or
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
advantage of other persons before TIPCO disclosed the inside information to the public on 18 February 2021. 22/08/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as
accounts to purchase CHG shares in such a way as to take advantage of other persons before CHG disclosed the inside information to the public on 15 November 2019. 16/11/2023 agreed to comply with civil