Bangkok, November 5, 2008 ? The SEC instructed Natural Park Public Company Limited (N-Park) to adjust its Q2/2008 financial statements regarding the issue of the lawsuit filed against the company by
audit firm; (2) To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the
from derivatives trading must also be adopted. Capital Adequacy: Derivatives agents must maintain net capital requirements at the end of each working day not less than 15 million baht as well as not
Development Master Plan (CMDMP). 3. Net Capital requirements of securities firms Securities companies will be required to maintain additional 7 percent net capital as a cushion for their derivative liabilities
companies to adjust themselves. While innovation and new technologies have been brought to business strategies, while investors and related parties? expectations particularly in environmental and social
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
price dumping, and (4) disclosing relevant information to assist investors in making informed investment decisions. In this context, the SET’s Board of Governors may adjust and implement the above
of Shareholders No.1/2021 to electornic meeting (Adjust Template) 05/01/2021 18:27 Notification of the change of Meeting venue and change a method of convening the Extraordinary General of Shareholders
stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.