? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the
not been determined. The offering price for the shareholders of the Company and for the public will be the same. Offering Period : After 1) EP has obtained the approval for offering newly issued share
is subject to the court’s receivership order or adjudged by the court as insolvent entity; (2) the issuer is under a liquidation process for dissolution. Clause 11 An applicant would be able to offer
guilty, the penalties were reduced by half to the imprisonment of one year. Later, the Appeal Court adjudicated to count the prison sentence for the 1st defendant (Mr. Pornthep) following the red number
penalties were reduced by half to the imprisonment of one year. Later, the Appeal Court adjudicated to count the prison sentence for the 1st defendant (Mr. Pornthep) following the red number 1004/2561, 3300
) having been adjudged by the final judgment for an offence relating to unfair practice concerning securities or derivatives trading or administration amounting to deception, defraudation or corruption, or
's profit. 12/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33 Baht
agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth
using material non- public information for Mr.Suwat's profit. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :