ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 01/01/2012 - 20/09/2012

ONE ASSET MANAGEMENT LIMITED|Specific Fund

ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 15/03/2013 - 27/03/2013

ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 23/01/2013 - 31/01/2013

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

respond more accurately to the changing risk landscape. Audit regulatory body also needs to follow suit by closely monitoring the growing situations to allow for an adaptive regulatory mechanism that is

importance of being adaptive and flexible to new opportunities arising from the change in behaviours of market players in the capital market. The SEC Thailand firmly believes that this MoU will support the

to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was

also emphasized on the importance of being adaptive and flexible to new opportunities arising from the change in behaviours of market players in the capital market. The SEC Thailand firmly believes that

firm’s business plan. If yes, please describe 2 How does the firm conduct the estimation of personnel needs? 3 How does the firm deal with the staff turnover in busy season? B Recruitment 1 Does the firm