relevant to Asia as Asian capital markets continue to deepen and become more complex. As the Principles are outcome-based, they are adaptable to a number of country circumstances. Important progress has
first item is the coefficient, then t-stat the p-value for each regression. Significance is denoted at the 10%, 5% and 1% by *,** and ***. Intercept Vol Vol(-1) Sharpe adj r^2 1 0.131319 -13.3372 0.617044
circular, Hong Kong domiciled funds1 that are eligible for SEC approval and/or have received SEC approval under the MRF are denoted as “Hong Kong Covered Funds” and Hong Kong management companies that are
authorisation and/or have received SFC authorisation under the MRF are denoted as “Thai Covered Funds” while Thai management companies that are eligible to manage Thai Covered Funds are denoted as “Thai Covered
shall have statement denoted that it is the advertisement in between ineffective of registration statement and draft prospectus; (6) in case of using or referring other information provided by other
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...