relevant to Asia as Asian capital markets continue to deepen and become more complex. As the Principles are outcome-based, they are adaptable to a number of country circumstances. Important progress has
issues resulted from the ascertaining process for the applicant to clarify within the specified period in the notifying letter. In this regard, the whole aforementioned process shall be completed within
control system; (c) information security system to prevent unauthorized and unrelated persons from accessing or amending information as well as from ascertaining non-public information between the service
security system to prevent unauthorized and unrelated persons from accessing or amending information as well as from ascertaining non-public 4 Amended by the Notification of the Capital Market Supervisory
Licensing Manual for the Public, and notify in a written form with regard to the sceptical issues resulted from the ascertaining process for the applicant to clarify the issues within the period specified in
the procedure and method as prescribed in the Licensing Manual for the Public, and notify in writing with regard to skeptical issues resulted from the ascertaining process for the applicant 1 Amended by