: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
sector, the SEC Board has approved to ease the regulations governing the establishment of an audit committee for certain types of securities companies. The audit committee is required to perform the duty
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 26/09/2016 - 26/09/2016
LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 14/11/2012 - 26/11/2012
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 20/08/2007 - 20/08/2007
BBL ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 18/11/2002 - 25/11/2002
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers? specifications or the SEC Notifications regarding management of mutual funds, private funds or provident funds. The adjusted procedures give asset management companies that commit immaterial offences time and opportunity to correct their mistakes or pay remedies in protection of investors? int...
Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows: (1) Rules that carry the material context similar to that state...
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 03/04/2000 - 05/04/2000
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 24/05/2016 - 30/05/2016