original shares to return them to the client. (3) In December 2017, Nutnicha borrowed money from a client, claiming that she would place shares as collateral when in fact she did not have the shares in
showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the process
honesty by disguising that trading decisions were not actually made by clients; and receiving orders from persons not the owner of securities trading accounts. He was an employee of Tisco Securities Company
possibly use such information for purchasing NOBLE shares. Kongpat actually purchased 4,088,600 NOBLE shares during 4-11 June 2018 before the inside information was publicly disclosed on 12 June 2018. As a
or showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the
several days. When the client ordered to sell the securities actually sold by {A}, he instead sent the selling order for other securities of the client. {A} admitted that job stress caused him to decide to
information for sale ICHI shares. Miss Supanee actually sold 10,263,300 of ICHI shares between January 23, 2017 and February 23, 2017, before the inside information was publicly disclosed on 23 February 2017
investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or showed prices and trading volumes that did not actually occur
activities in relation to this matter actually started with the signing of an MOU designating cooperation with the Office of the National Human Rights Commission (NHRC) on 31 May 2019 and driving operation