SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
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for filing a lawsuit to a civil court currently under the process of legal execution SEC Act (the fifth amendment) Section 281/2 para.1 in conjunction with 89/7 Civil Action Dated 28/12/2018
amount of 97,185.00 Baht SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 08/07/2022
lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 26/03/2018
filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 26/03/2018