made falsifying document deceiving this clients that the orders had been executed and claimed that the Automated Trading System (ATS) faced problems. He also deceived his clients to withdraw their

Mr. Sittichai Leeswatrakul Mr. Sittichai Leeswatrakul, who acted together or was acting in concert with Miss Tanika Tangpoonphonvivat by having an agreement to exercise their voting rights in the

Miss Tanika Tangpoonphonvivat Miss Tanika Tangpoonphonvivat, who acted together or was acting in concert with Mr. Sittichai Leeswatrakul by having an agreement to exercise their voting rights in the

client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing

Wacharee Unnoppetchara, Mrs. Penny Tossacharoonkiat, Mr. Nipon Phoophagaphanphong, Mr. Piyawat Makcharoen, Mrs. Darunee Phu-ngoen and Miss Paphawin Pinwatthana jointly acted colluded, or aided and

Mr. Suthisak Lohsawat, Mr. Mana Sethaputra, Mrs. Penny Tossacharoonkiat, Mr. Nipon Phoophagaphanphong, Mr. Piyawat Makcharoen, Mrs. Darunee Phu-ngoen and Miss Paphawin Pinwatthana jointly acted

. Suthisak Lohsawat, Mr. Mana Sethaputra, Miss Wacharee Unnoppetchara, Mr. Nipon Phoophagaphanphong, Mr. Piyawat Makcharoen, Mrs. Darunee Phu-ngoen and Miss Paphawin Pinwatthana jointly acted colluded, or

Lohsawat, Mr. Mana Sethaputra, Miss Wacharee Unnoppetchara, Mrs. Penny Tossacharoonkiat, Mr. Piyawat Makcharoen, Mrs. Darunee Phu-ngoen and Miss Paphawin Pinwatthana jointly acted colluded, or aided and

. Mana Sethaputra, Miss Wacharee Unnoppetchara, Mrs. Penny Tossacharoonkiat, Mr. Nipon Phoophagaphanphong, Mrs. Darunee Phu-ngoen and Miss Paphawin Pinwatthana jointly acted colluded, or aided and

Mrs. Darunee Phu-ngoen jointly acted colluded, or aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning