As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
Supervisory Board after he acquired or disposed TRAF between April 3, 2007 and August 7, 2008 which caused his aggregate holding of TRAF shares held by other persons to reach or pass a multiple of five percent
Market Supervisory Board after he acquired or disposed ASCON shares between December 22, 2005 and December 9, 2009 so that the acquisition or disposal of such shares caused his aggregate holding of ASCON
Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to reach or
Mr. Pramot Pasawongse On January 16, 2015, Mr. Pramot Pasawongse acquired shares of Thai Packaging & Printing Public Company Limited (TPP) which caused his aggregated holding of TPP shares to
Mr. Surachai Suwanthanakul Between 26 December 2014 to 2 April 2015 , Mr. Surachai Suwanthanakul acquired TAPAC shares by himself and through others, causing his aggregate shareholding in TAPAC
notification of the Capital Market Supervisory Board after he had acquired FNS shares between December 28, 2012 and December 3, 2019 so that the acquisition of such shares caused his aggregate holding of FNS
within the period specified in the notification of the Capital Market Supervisory Board after TIP had acquired SANKO shares so that the acquisition or disposal of such shares caused TIP aggregate holding
specified in the notification of the Capital Market Supervisory Board after JTW had acquired SANKO shares so that the acquisition or disposal of such shares caused JTW aggregate holding of SANKO shares held
period specified in the notification of the Capital Market Supervisory Board after Mr.Pira had acquired SANKO shares so that the acquisition or disposal of such shares caused Mr. Pira aggregate holding of