Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Bangkok, November 3, 2009 ? The SEC and the Association of Investment Management Companies (AIMC), at their quarterly meeting, agreed to introduce measures to promote investors? mutual fund investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring investment unit sellers to assess risk tolerance of each client and and give investment advice suitable f...
to the timeframe when the SEC considers the inquired matters. Therefore, the SEC requests that the general public acknowledge this matter and beware of the limitations of such response letters. For
Transmission of Information B.E. 2564 (2021). We hereby apply for the termination of Company Account from the SEC Office, to take effect from.................................................. We acknowledge that
cancellation of SEC Account from the SEC Office, to be effective from .................................................. onwards. We acknowledge that the application for cancellation herein shall become
Committee and audited by the certified public accountant; 2. Resolved to acknowledge the disposal of the investment in Nation International Edutainment Public Company Limited through SET, which is equivalent
business operators to understand and acknowledge all information, both personal and non-personal, they hold, and utilize it for their maximum benefits in line with such act. These suggestions will also
addition, the fund prospectus summary and subscription forms must be made available to investors through all distribution channels, and unit sellers must ensure that their prospective investors acknowledge