Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Summary of inspection results A. Firm level The SEC achieved its goal to complete audit quality inspections for all audit firms, totalling 26 firms in 2012. This outcome indicates most of firms attentively
Thailand Taxonomy Board The Thailand Taxonomy Board is established to develop Thailand Taxonomy, a classification system of economic activities deemed as environmentally-sustainable. The Board comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities and Exchange Commission, Thailand (SEC)* 3. Office of Natural Resources and Environmental Policy and...
construction equipment was not sold this quarter. Revenue from rental equipment decreased 5.91%, achieved Baht 409.36 million due to the slowdown of investment environment throughout the country and mega project
increased 6.42%, achieved Baht 435.09 million due to the slowdown of investment environment throughout the country. Cost of goods sold and services decreased in portion of decreasing revenue but expenses were
EU policies. Revenue from rental equipment increased 4.85 million Baht by 4.73%, achieved Baht 107.24 million cause from customer want to rental increased project. Cost of goods sold and services
Baht 8.36 million decreased by 67.57% from the sub-contracting project nearly completion. But revenue from rental equipment increased 4.10%, achieved Baht 206.65 million due to the slowdown of investment
. Revenue from installation work decreased by 64.3% from the sub-contracting project nearly completion. But revenue from rental equipment increased 2.8%, achieved Baht 102.39 million due to the slowdown of