product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that
, SEC Secretary-General said, ?The MOU is another significant accomplishment of the ACMF in developing ASEAN as an asset class. The achievement of a multi-jurisdiction securities offering will pave the
indicate that the system of quality control is insufficient. 2) Systemic, repetitive or other significant deficiencies that require prompt corrective action 2 Does the firm communicate (Audit Compliance
Accomplishment 19 SMEs / Startups PP-SME 300 Million Baht มูลค่าการระดมทุนสะสม ภายใต้ความร่วมมือกับสสว. 3 SMEs / StartupsPO-SME 196 Million Baht มูลค่าการระดมทุนสะสม ภายใต้ความร่วมมือกับ ตลท. (หุ้นและหุ้นกู้
) Accumulated PP-SME / PO-SME (As of 30 June 2023) Accomplishment 4 เกณฑ์การรับหุ้นสามัญเป็นหลักทรัพย์จดทะเบียนในตลาดหลักทรัพย์ เกณฑ์มูลค่าหุ้นสามัญตามราคาตลาด (เกณฑ์ Market Capitalization) *ยกเว้นการพิจารณาส าห
indicate that the system of quality management is insufficient. 2) Systemic, repetitive, or other significant deficiencies that require prompt corrective action B2 Does the firm establish the criteria and
accomplishment of cost management policy, 2 | MANAGEMENT DISCUSSION AND ANALYSIS FOR THE YEAR 2020 • Gross margin: UWC has recorded gross margin since Q1-2020 due to accomplishment of cost management policy