Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain unlawful gains for the benefit of herself and others, in violation of Section 311 of the Securities and...
Bangkok, February 16, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against nine alleged offenders for falsifying documents and accounts and corporate fraud, causing damages to TUCC during 2010-2011. Those alleged offenders were (1) Yongyuth Ngamkaiwan, Director and CEO of Thai Unique Coil Center Plc. (TUCC); (2) Vacharee Ngamkriwan, TUCC Director and Deputy CEO; (3) Suchit Rungcharoenchai, Ex-TUCC Director, Deputy CEO, and CFO; (4) Nitaya Yongphit...
Facebook page "USD Prosperity Partners" : Unlicensed securities and derivatives business (Disclosure Date : 10/10/2025)
Facebook page "GOD SHOP Prosperity Partners" : Unlicensed securities and derivatives business (Disclosure Date : 01/10/2025)
The workshop focused on the ‘Governance Pillar’ of the ICAPs Expectations Ladder, which provides investors with a framework for integrating climate-related considerations into governance structures, policy development, accountability measures, and board reporting. Attendees received practical guidance on initiating climate action plans, including skill assessments and planning and evaluation processes.Ms. Pornanong Budsaratragoon, SEC Secretary-General, said: “Amid the growing global momentum fo...
The Securities and Exchange Commission (SEC), in collaboration with Manoottangwai (meaning “people of different generations”) content creator, organized the "Lifelong Investing for the 50+" Campaign and a Personal Finance 101 workshop for people aged 50 and above. The workshop aimed to help participants practice managing their portfolios based on their risk levels, share experiences of falling victims to investment scams, and learn positive financial planning strategies for retirement. Ms...
This collaboration aims to empower businesses with knowledge and tools for safeguarding their brand assets and intellectual property (IP) rights, for example, Brand Rights Protection and Meta Verified tools. The business sector is encouraged to apply these tools to enhance their protection mechanisms, thereby promoting a safer online environment. Prof. Pornanong Budsaratragoon, Ph.D., SEC Secretary-General, said: “Today’s event was aimed at promoting and supporting the development of str...
seminar, launching the “#ThaiPeopleStayInformed: Anti-Scam Digital Literacy Hub” Initiative in collaboration with the Ministry of Digital Economy and Society (DE) and partners from the public sector and
The TouristDigiPay sandbox opens for DA business operators regulated by the SEC to collaborate with e-money service providers regulated by the Bank of Thailand (BOT) to offer services for foreign tourists holding DA to convert them to Thai baht for spending in Thailand via electronic payment systems (e-money) efficiently. This initiative runs for 18 months and aims to provide an additional option for foreign tourists to convert DA to Thai baht. It is expected to help attract foreign capital infl...