, respectively, The DSI has accepted the case as its special case and the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration and work coordination. Mrs. Pornanong Budsaratragoon
financial statements that do not comply with the generally accepted accounting standards. PAF is required to submit and publicly disclose the rectified financial statements that are reviewed by auditor within
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case has not been completed yet and is still in the process of seeking detailed information from various securities companies and financial institutions. Besides, the information forwarded by the Stock Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation o...
Bangkok, January 29, 2010 ? The SEC and the Association of Securities Companies (ASCO) held its first quarterly meeting of the year to update progress in three major areas as follows: 1. Preparation
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
requiring the company to file with the SEC monthly progress report.SEC Secretary-General Thirachai Phuvanatnaranubala revealed that ?the CMSB concurred to extend the due date for undertaking out-of-court
On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors...
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
The ASEAN Capital Markets Forum (ACMF) welcomed the progress achieved by the ASEAN Green Bond Standards at its meeting today. Since its launch in November 2017, the ASEAN Green Bond Standards have