differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC

compared to same period of previous year as amounting of 331.89 Million Baht by fluctuating from increase in sale volume  Cost from services as amounting of 165.77 Million Baht (63.18 Million Baht or 27.60

probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client

and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the

three- month period when compared to the same period of the year 2017, as a result of loss on sale of investments to reduce risk from fluctuating market value and used as working capital. 4. The financial

where debt issuers have used the channel for offering to a limited number of investors for the wrong purpose by extending such offer to high net worth investors who knew little information on the issuer

periods as well as popular funds seem to considerably attract more investment money than others.  Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is

the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or

22.12.06 Thailand crypto catastrophes.ppt What could go wrong? Crypto catastrophes in 2022 Terra UST & LUNA May 2022 The Terra blockchain included a decentralized lending platform, Anchor. Anchor

เติมพบว่า {ก} ไม่แจ้งหลักเกณฑ์ Volatile Stock ซึ่งเป็นข้อปฏิบัติเกี่ยวกับข้อมูลความเสี่ยงของหลักทรัพย์บางหลักทรัพย์ และภาระหน้าที่ในการชำระเงินค่าซื้อหลักทรัพย์ดังกล่าวให้ลูกค้าทราบก่อนที่ลูกค้าสั่งซื้อ