place of trading. In addition, the regulation writing method has been simplified through the use of diagrams and tables to facilitate asset management companies’ better understanding and proper
duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following: (1) Suspend all types of business operations until the minimum
(FII) ครั้งที่ 6 หัวข้อ “Writing the Rules of Crypto” ณ กรุงริยาด ราชอาณาจักรซาอุดีอาระเบีย เมื่อวันที่ 27 ตุลาคม 2565คลิกอ่านรายละเอียดเพิ่มเติมได้ที่ข่าว ก.ล.ต. ฉบับที่ 184/2565 https://www.sec.or.th
of 2021, which showed a net profit of 496.06 million baht—a significant increase both year-over-year (YoY) and quarter-over-quarter (QoQ). The improvement was due to NVD changing its accounting method
writing to the Office. Unless the Office gives an objection in writing within fifteen days from the date of receiving the notice, the investment advisory company may change such work system. Clause 2/1. An
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Ms. Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) joined the conversation on the topic, “Writing the Rules of Crypto” at the 6th Future
intent made in writing that he or she does not wish an intermediary to implement methods and procedures complying with the details in this Chapter; (3) investor or client who uses services related to
consideration the interest of clients before the interest of the intermediary; (3) specify a method and procedure for revising securities trading transactions of the clients clearly in writing and supervise to