service in many forms which can be accessed via SEC website. The data can be downloaded through SEC API. Open data and the API allow for enhanced data access. In the past, the provision of such

-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at

for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure.   In this regard, the deductible amount would

Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...

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degree10 Website: www.degree10online.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)

doohoon Website: www.doohoon.com : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2012)

website SMART MENTORS : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2022)

Website https://fxvo.com : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)