Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
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website SMART MENTORS : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2022)
Website https://fxvo.com : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)