Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows: (1) Rules that carry the material context similar to that state...
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degree10 Website: www.degree10online.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)
doohoon Website: www.doohoon.com : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2012)
website SMART MENTORS : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2022)
Website https://fxvo.com : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)
Website MP Trade : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)