: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
Constitutions of the Kingdom of Thailand so permit by virtue of law; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly, as follows: SECTION
, Section 33, Section 41, and Section 43 of the Constitutions of the Kingdom of Thailand so permit by virtue of law; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of
Section 43 of the Constitutions of the Kingdom of Thailand so permit by virtue of law; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative
Office of the Securities and Exchange Commission No. SorThor. 50/2549 Re: Rules on Waiver for Appointment of Independent Director of Derivatives Broker _____________ By virtue of the second paragraph of
). He obtained the material non- public information by virtue of his positions before such information became public on November 23, 2012. SEC Act S.241 Settlement Committee Meeting No. 4/2014
work systems, causing the company to fail to operate its business in compliance with the governing regulations. Therefore, on 19 March 2021, by virtue of Section 35 Paragraph 1 of the Emergency Decree
accounts in such a way as to take advantage of other persons by using material non-public information concerning the business operation of CMO for Q 2/2012 that he obtained by virtue of his positions before